Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
From inside the book
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Page 1
... paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . The reference room in Washington , D.C. , is used primarily by employees of companies ( called regular users ) who ...
... paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . The reference room in Washington , D.C. , is used primarily by employees of companies ( called regular users ) who ...
Page 8
... paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . SEC receives corporate filings in multiple copies in paper form at its headquarters office in Washington , D.C. It ...
... paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . SEC receives corporate filings in multiple copies in paper form at its headquarters office in Washington , D.C. It ...
Page 9
... copies and microfiche it pro- duces from them to provide these services . During the interval between the time SEC receives a filing in paper form and the time the microfiche copy is made , a paper copy is available in the reference ...
... copies and microfiche it pro- duces from them to provide these services . During the interval between the time SEC receives a filing in paper form and the time the microfiche copy is made , a paper copy is available in the reference ...
Page 11
... copies of corporate filings received paper copies of certain time - sensitive filings ( Williams Act fil- ings ) before they were available in the reference room . This provided the contractor with an unfair advantage over other vendors ...
... copies of corporate filings received paper copies of certain time - sensitive filings ( Williams Act fil- ings ) before they were available in the reference room . This provided the contractor with an unfair advantage over other vendors ...
Page 14
... copies of corporate filings received paper copies of certain time - sensitive ( Williams Act ) filings in the document control center before they were made available in the reference room . Thus the contractor could have an unfair ...
... copies of corporate filings received paper copies of certain time - sensitive ( Williams Act ) filings in the document control center before they were made available in the reference room . Thus the contractor could have an unfair ...
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.