Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
From inside the book
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Page 2
... became effective . We com- pleted our work in early February 1989. We did our review in accordance with generally accepted government auditing standards . Appendix I contains further discussion of our review objectives , scope , and ...
... became effective . We com- pleted our work in early February 1989. We did our review in accordance with generally accepted government auditing standards . Appendix I contains further discussion of our review objectives , scope , and ...
Page 8
... became disorderly . On June 20 , 1988 , SEC closed direct public access to the microfiche files to regain control of and restore order to the files and to implement a new filing system . Reg- ular users expressed concern over being ...
... became disorderly . On June 20 , 1988 , SEC closed direct public access to the microfiche files to regain control of and restore order to the files and to implement a new filing system . Reg- ular users expressed concern over being ...
Page 10
... became effective in November 1988 , we again interviewed regular users . We broadened our contacts to include all regular users of the reference room who were assigned car- rels ( 21 firms ) plus 2 other regular users . Eighteen regular ...
... became effective in November 1988 , we again interviewed regular users . We broadened our contacts to include all regular users of the reference room who were assigned car- rels ( 21 firms ) plus 2 other regular users . Eighteen regular ...
Page 12
... became effective , we found that the number of areas of concern had declined to two . In these latter interviews , regular users frequently commented favorably upon management efforts and changes in the ref- erence room . While they ...
... became effective , we found that the number of areas of concern had declined to two . In these latter interviews , regular users frequently commented favorably upon management efforts and changes in the ref- erence room . While they ...
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.