Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
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Page 1
... Washington , D.C. 20548 General Government Division B - 231278 June 7 , 1989 The Honorable Robert E. Wise , Jr. Chairman , Subcommittee on Government Information , Justice , and Agriculture Committee on Government Operations House of ...
... Washington , D.C. 20548 General Government Division B - 231278 June 7 , 1989 The Honorable Robert E. Wise , Jr. Chairman , Subcommittee on Government Information , Justice , and Agriculture Committee on Government Operations House of ...
Page 6
... Contributors to This Report Abbreviations GAO SEC General Accounting Office Securities and Exchange Commission United States General Accounting Office Washington , D.C. 20548 Official Page 6 GAO / GGD - 89-85 SEC's Public Reference Room.
... Contributors to This Report Abbreviations GAO SEC General Accounting Office Securities and Exchange Commission United States General Accounting Office Washington , D.C. 20548 Official Page 6 GAO / GGD - 89-85 SEC's Public Reference Room.
Page 8
... Washington , D.C. , for about 30 days , until the contractor delivers microfiche copies . When SEC's reference room was moved to its current location at 450 5th St. , N.W. , Washington , D.C. , the microfiche files were initially closed ...
... Washington , D.C. , for about 30 days , until the contractor delivers microfiche copies . When SEC's reference room was moved to its current location at 450 5th St. , N.W. , Washington , D.C. , the microfiche files were initially closed ...
Page 10
... Washington , D.C. , public reference room , ( 2 ) obtain SEC staff views on these concerns , ( 3 ) provide any observations and recommendations we had on areas of concern , and ( 4 ) identify and give opinions on relevant legal issues ...
... Washington , D.C. , public reference room , ( 2 ) obtain SEC staff views on these concerns , ( 3 ) provide any observations and recommendations we had on areas of concern , and ( 4 ) identify and give opinions on relevant legal issues ...
Page 16
... Washington , D.C. ( 202-272-7450 ) and public reference facilities in some regional offices . " ' As a representative example , 15 U.S.C. Sec . 77f ( d ) provides : " The information contained in or filed with any registration statement ...
... Washington , D.C. ( 202-272-7450 ) and public reference facilities in some regional offices . " ' As a representative example , 15 U.S.C. Sec . 77f ( d ) provides : " The information contained in or filed with any registration statement ...
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.