Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
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... Reference Room Operations STANFORD UNIVERSITY GENERAL UNITED STATES ACCOUNTING OFFICE JONSSON MAR 1990 LIBRARY OF GOVT DOCUMENTS GAO Background Objectives , Scope , and Methodology United States. GAO / GGD - 89-85 Front Cover.
... Reference Room Operations STANFORD UNIVERSITY GENERAL UNITED STATES ACCOUNTING OFFICE JONSSON MAR 1990 LIBRARY OF GOVT DOCUMENTS GAO Background Objectives , Scope , and Methodology United States. GAO / GGD - 89-85 Front Cover.
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... Methodology United States General Accounting Office Washington , D.C. 20548 General Government Division B - 231278 June 7 , 1989 The Honorable Robert E. Wise , Jr. Chairman , Subcommittee on Government Information , Justice , and ...
... Methodology United States General Accounting Office Washington , D.C. 20548 General Government Division B - 231278 June 7 , 1989 The Honorable Robert E. Wise , Jr. Chairman , Subcommittee on Government Information , Justice , and ...
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... methodology and provides additional background information on the operation of the reference room . Results · In August , we identified six areas of concern to regular users caused by SEC's restriction on reference room operations ...
... methodology and provides additional background information on the operation of the reference room . Results · In August , we identified six areas of concern to regular users caused by SEC's restriction on reference room operations ...
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... Methodology. Contents Letter Appendix I Background and Objectives , Scope , and Methodology Appendix II Earlier Concerns of Regular Users Appendix III SEC Actions and Remaining Concerns of Regular Users Appendix IV Legal Issues ...
... Methodology. Contents Letter Appendix I Background and Objectives , Scope , and Methodology Appendix II Earlier Concerns of Regular Users Appendix III SEC Actions and Remaining Concerns of Regular Users Appendix IV Legal Issues ...
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... Methodology Background The Securities Act of 1933 and the Securities Exchange Act of 1934 together mandate the principle of full disclosure . Full disclosure requires ( 1 ) disclosure of sufficient ... Methodology Methodology Appendix II.
... Methodology Background The Securities Act of 1933 and the Securities Exchange Act of 1934 together mandate the principle of full disclosure . Full disclosure requires ( 1 ) disclosure of sufficient ... Methodology Methodology Appendix II.
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.