Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
From inside the book
Results 1-5 of 16
Page 2
... Appendix I contains further discussion of our review objectives , scope , and methodology and provides additional background information on the operation of the reference room . Results · In August , we identified six areas of concern ...
... Appendix I contains further discussion of our review objectives , scope , and methodology and provides additional background information on the operation of the reference room . Results · In August , we identified six areas of concern ...
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... appendix III . Appendix IV identifies legal issues raised by the former Chairman's July 14 , 1988 , letter and gives our opinions . As agreed , we did not obtain written agency comments . However , we discussed our work with SEC ...
... appendix III . Appendix IV identifies legal issues raised by the former Chairman's July 14 , 1988 , letter and gives our opinions . As agreed , we did not obtain written agency comments . However , we discussed our work with SEC ...
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... 8678 . Major contributors to the report are listed in appendix V. Sincerely yours , Craig A. Simmons Director , Financial Institutions and Markets Issues 1 ∞∞8 10 11 12 12 13 223 16 16 Page 4 GAO / GGD - 89-85 SEC's Public Reference Room.
... 8678 . Major contributors to the report are listed in appendix V. Sincerely yours , Craig A. Simmons Director , Financial Institutions and Markets Issues 1 ∞∞8 10 11 12 12 13 223 16 16 Page 4 GAO / GGD - 89-85 SEC's Public Reference Room.
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... Appendix I Background and Objectives , Scope , and Methodology. Contents Letter Appendix I Background and Objectives , Scope , and Methodology Appendix II Earlier Concerns of Regular Users Appendix III SEC Actions and Remaining Concerns ...
... Appendix I Background and Objectives , Scope , and Methodology. Contents Letter Appendix I Background and Objectives , Scope , and Methodology Appendix II Earlier Concerns of Regular Users Appendix III SEC Actions and Remaining Concerns ...
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... Appendix I Background and Objectives , Scope , and Methodology Background The Securities Act of 1933 and the ... Appendix I Background and Objectives , Scope , and Methodology Page 8 GAO / GGD - 89-85 SEC's Public Reference Room ∞∞8 ...
... Appendix I Background and Objectives , Scope , and Methodology Background The Securities Act of 1933 and the ... Appendix I Background and Objectives , Scope , and Methodology Page 8 GAO / GGD - 89-85 SEC's Public Reference Room ∞∞8 ...
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.