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According additional agency agreed allocations Appendix areas of concern assigned Background became benefit called carrels changes charge Closed microfiche files companies complaints Concerns of Regular contained contractor contractor for producing contractor's copies corporate filings decision delivered demand desks direct disclosure discussed documents earlier access eliminate employees established Exchange favorable Financial firm FOIA give Government identify increase initial inspection interviewed July June legal issues locate maintain Markets materials Methodology microfiche requests microfilm needed noted November Objectives observations obtain obtain materials Office operation opinions orderly paper copies procedures producing microfiche copies public access public reference room reason received records regular users regulations released remaining areas Remaining Concerns requirements retrieval returned rotation rules Scope SEC Actions SEC staff SEC's SEC's contractor Securities sell separate specific time-sensitive told Washington week Williams Act filings
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.
Page 2 - February 1989. We did our review in accordance with generally accepted government auditing standards.
Page 1 - As agreed with the Subcommittee, our objectives were to (1) identify the...