Legal Problems of Bank Regulation |
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Page 12
... Position Unsettled or As regards investment advi- sory serivces offered by banks to smaller investors , the SEC staff's position is somewhat in flux while the report of the Ad- visory Committee on Small Ac- count Investment Management ...
... Position Unsettled or As regards investment advi- sory serivces offered by banks to smaller investors , the SEC staff's position is somewhat in flux while the report of the Ad- visory Committee on Small Ac- count Investment Management ...
Page 75
... position at the administrative level as to the meaning and impact of the provisions of ยงยง 16 and 21 as they affect bank investment funds . The Comptroller promulgated Regulation 9 without opinion or accompanying statement . His ...
... position at the administrative level as to the meaning and impact of the provisions of ยงยง 16 and 21 as they affect bank investment funds . The Comptroller promulgated Regulation 9 without opinion or accompanying statement . His ...
Page 292
... positions not considered to be appropriate should be used instead to strengthen the capital position of such organizations . However , we wish to note that our decision is based solely on the above factors . In our view , Applicant has ...
... positions not considered to be appropriate should be used instead to strengthen the capital position of such organizations . However , we wish to note that our decision is based solely on the above factors . In our view , Applicant has ...
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acquire activities adverse effects affiliates agency amendment Applicant Applicant's approval assets authority Bancorporation bank holding company Bank's banking market banking subsidiaries Board concludes Board of Governors Board's Regulation borrower branches capital cent Clayton Act comments and views commercial banks Commission Comptroller Congress Connecticut consummation Corporation customers dividend engage entry exemption Federal Reserve Act Federal Reserve System Feldberg foreign banking geographic market Glass-Steagall Act Holding Company Act investment adviser Investment Company Act Investment Company Institute investors issue largest banking organization lease loans merger Meyerland Michigan National Michigan National Bank million mortgage National Bank nonbanking novo offices operations participating Philadelphia National Bank potential competition prohibited proposed subsidiary public interest purchase pursuant related to banking relevant Reserve Bank Section securities significant Spokane subsidiary banks supra tion total deposits transaction underwriting voting shares Washington