Legal Problems of Bank Regulation |
From inside the book
Results 1-3 of 66
Page 186
... persons ; and any person deciding to act upon such recommendations would transmit any order to buy or sell securities to a broker - dealer selected from a list of at least three such broker - dealers provided by Citibank . Merrill Lynch ...
... persons ; and any person deciding to act upon such recommendations would transmit any order to buy or sell securities to a broker - dealer selected from a list of at least three such broker - dealers provided by Citibank . Merrill Lynch ...
Page 189
... persons who are not technically employees of the issuer an affiliate . Of course , where the employer or an ... person ' affiliated ' with , a specified person , is a person that directly , or indirectly through one or more ...
... persons who are not technically employees of the issuer an affiliate . Of course , where the employer or an ... person ' affiliated ' with , a specified person , is a person that directly , or indirectly through one or more ...
Page 449
... persons ero ideed to participare the application of First Bancorp . , Inc. , by prosentung deir vees on 131 iues Corsicana , Texas , filed pursuant to $ 4ised by the pening Proposat . Inter- ( c ) 8 ) of the Bank Holding Company Act ...
... persons ero ideed to participare the application of First Bancorp . , Inc. , by prosentung deir vees on 131 iues Corsicana , Texas , filed pursuant to $ 4ised by the pening Proposat . Inter- ( c ) 8 ) of the Bank Holding Company Act ...
Other editions - View all
Common terms and phrases
acquire activities adverse effects affiliates agency amendment Applicant Applicant's approval assets authority Bancorporation bank holding company Bank's banking market banking subsidiaries Board concludes Board of Governors Board's Regulation borrower branches capital cent Clayton Act comments and views commercial banks Commission Comptroller Congress Connecticut consummation Corporation customers dividend engage entry exemption Federal Reserve Act Federal Reserve System Feldberg foreign banking geographic market Glass-Steagall Act Holding Company Act investment adviser Investment Company Act Investment Company Institute investors issue largest banking organization lease loans merger Meyerland Michigan National Michigan National Bank million mortgage National Bank nonbanking novo offices operations participating Philadelphia National Bank potential competition prohibited proposed subsidiary public interest purchase pursuant related to banking relevant Reserve Bank Section securities significant Spokane subsidiary banks supra tion total deposits transaction underwriting voting shares Washington