Legal Problems of Bank Regulation |
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Page 199
... COMMISSION INQUIRY CONCERNING BANK - SPONSORED INVESTMENT SERVICES File S7-522 ntroduction he Commission today announced that it is requesting the submission of ritten comments from all interested members of the public , the securities ...
... COMMISSION INQUIRY CONCERNING BANK - SPONSORED INVESTMENT SERVICES File S7-522 ntroduction he Commission today announced that it is requesting the submission of ritten comments from all interested members of the public , the securities ...
Page 204
... Commission . In other cases , bank holding company complexes have formed separate non - bank investment advisory subsidiaries , which they ha registered with the Commission under the Investment Advisers Act . The Commission's Inquiry ...
... Commission . In other cases , bank holding company complexes have formed separate non - bank investment advisory subsidiaries , which they ha registered with the Commission under the Investment Advisers Act . The Commission's Inquiry ...
Page 205
... Commission or by banking authorities ? If regulation by the Commission is deemed appropriate , what statutory authority does the Commission already possess that could be utilized toward such an end ? If it is more appropriate to proceed ...
... Commission or by banking authorities ? If regulation by the Commission is deemed appropriate , what statutory authority does the Commission already possess that could be utilized toward such an end ? If it is more appropriate to proceed ...
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acquire activities adverse effects affiliates agency amendment Applicant Applicant's approval assets authority Bancorporation bank holding company Bank's banking market banking subsidiaries Board concludes Board of Governors Board's Regulation borrower branches capital cent Clayton Act comments and views commercial banks Commission Comptroller Congress Connecticut consummation Corporation customers dividend engage entry exemption Federal Reserve Act Federal Reserve System Feldberg foreign banking geographic market Glass-Steagall Act Holding Company Act investment adviser Investment Company Act Investment Company Institute investors issue largest banking organization lease loans merger Meyerland Michigan National Michigan National Bank million mortgage National Bank nonbanking novo offices operations participating Philadelphia National Bank potential competition prohibited proposed subsidiary public interest purchase pursuant related to banking relevant Reserve Bank Section securities significant Spokane subsidiary banks supra tion total deposits transaction underwriting voting shares Washington