 | Ohio - Session laws - 1938 - 1084 pages
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 | New Mexico - Law - 1959 - 1332 pages
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 | 1933 - 886 pages
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 | United States. Securities and Exchange Commission - Securities - 1963 - 1134 pages
...be delivered by an underwriter continuing to act as such and by a dealer effecting transactions in securities constituting the whole or a part of an...by such dealer as a participant in the distribution so long as such underwriter or dealer is participating in a distribution, no matter how much time has... | |
 | United States. Securities and Exchange Commission - Securities - 1936 - 12 pages
...connection with a distribution otherwise than pursuant to the arrangement, and (b) transactions by a dealer as to securities constituting the whole or a part...or subscription by such dealer as a participant in a distribution of such securities by the issuer or by or through an underwriter otherwise than pursuant... | |
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Commission may specify by rules and regulations or order, and (C) transactions as to securities constituting the whole or a part of an unsold allotment to or subscription by such dealer as a participant in the distribution of such securities by the issuer... 
