2 If practicable, indicate the quantity or measure in appropriate units. Indicate by an appropriate symbol each investment which is non-income producing. Indicate by an appropriate symbol each investment not readily marketable. The term "investment not readily marketable" shall include investments for which there is no independent publicly quoted market and investments which cannot be sold because of restrictions or conditions applicable to the investment or the company. 5 Indicate by an appropriate symbol each investment subject to option. State in a footnote: (a) The quantity subject to option, (b) nature of option contract, (c) option price, and (d) dates within which options may be exercised. Column C shall be totaled and shall agree with the correlative amount shown on the related balance sheet. 7Sate in a footnote the following amounts based on cost for Federal income tax purposes: (a) Aggregate gross unrealized appreciation for all investments in which there is an excess of value over tax cost, (b) the aggregate gross unrealized depreciation for all investments in which there is an excess of tax cost over value, (c) the net unrealized appreciation or depre ciation, and (d) the aggregate cost of investments for Federal income tax purposes. [47 FR 56844, Dec. 21, 1982] Col. B Col. C 8210.12-14 Investments in and advances to affiliates. [For management investment companies only] (a) List each issue separately and group (1) Investments in majority-owned subsidiaries, segregating subsidiaries consoldated; (2) other controlled companies; and (3) other affiliates. (b) If during the period there has been any increase or decrease in the amount of investment in and advance to any affiliate, state in a footnote (or if there have been changes to numerous affi ates, in a supplementary schedule) (1) name of each issuer and title of issue or nature of indebtedness; (2) balance at beginning of period; (3) gross additions; (4) gross reductions; (5) balance at close of period as shown in Column E. Include in the footnote or schedule comparable information as to affiliates in which there was an investment at any time during the period even though there was no investment at the close of the period of report. 2 Give totals for each group. If operations of any controlled companies are different in character from those of the company. group such affiliates (1) within divisions and (2) by type of activities.- columns C, D and E shall be totaled. The totals of Cor umn E shall agree with the correlative amount shown on the related balance sheet. (a) indicate by an appropriate symbol each issue of restricted securities. The information required by instruction 5 of $210.12-12 shall be given in a footnote. (b) Indicate by an appropriate symbol each issue of securities subject to option. The information required by instruction 5 of §210.12-13 shall be given in a footnote. 5(a) include in Column D (1) as to each issue held at the close of the period, the dividends or interest included in caption 1 of the statement of operations. In addition, show as the final item in column D (1) the aggregate of dividends and interest included in the statement of operations in respect of investments in affiliates not held at the close of the period. The total of this column shall agree with the correlative amount shown on the related statement of operations. (b) Include in Column D (2) all other dividends and interest. Explain in an appropriate footnote the treatment accorded each item. (c) Indicate by an appropriate symbol all non-cash dividends and explain the circumstances in a footnote. (d) Indicate by an appropriate symbol each issue of securities which is non-income producing. The information required by column C shall be furnished only as to controlled companies. [47 FR 56844, Dec. 21, 1982] shown in the balance sheet2 Industrial, miscellaneous and all other Nonredeemable preferred stocks Total equity securities Mortgage loans on real es tate........ Real estate Policy loans Other long-term investments Short-term investments Total investments Original cost of equity securities and, as to fixed maturities, original cost reduced by repayments and adjusted for amortization of premiums or accrual of discounts. 2 If the amount at which shown in the balance sheet is different from the amount shown in either column B or C, state the reason for such difference. The total of this column should agree with the balance sheet. 3 All convertibles and bonds with warrants shall be included in this caption, regardless of issuer. *State separately any real estate acquired in satisfaction of debt. [46 FR 54337, Nov. 2, 1981] 1Segments shown should be the same as those presented in the footnote disclosures called for by Statement of Financial Accounting Standards No. 14. 5 Totals should agree with the indicated balance sheet and income statement caption amounts, where a caption number is shown. 1Indicate in a note any amounts of reinsurance or coinsurance income netted against premiums ceded. 2 This Column represents the total of column B less column C plus column D. The total premiums in this column should represent the amount of premium revenue on the income state- ment. [46 FR 54338, Nov. 2, 1981] $210.12-18 Supplemental information (for property-casualty insurance underwriters). 1 Information included in audited financial statements, including other schedules, need not be repeated in this schedule. Columns B, C, D, and E are as of the balance sheet dates, columns F, G, H, I, J, and K are for the same periods for which income statements are presented in the registrant's audited consolidated financial statements. 2 Present combined or consolidated amounts, as appropriate for each category, after intercompany eliminations. Information is not required here for 50%-or-less-owned equity investees that file similar information with th Commission as registrants in their own right, if that fact and the name of the affiliated registrant is stated. If ending reserves in any category (a), (b), or (c) above is less than 5% of the total reserves otherwise required to be reported in this schedule, that category may be omitted and that fact so noted. If the amount of the reserves attributable to 50%-or-less-owned equity investors that file this information as registrants in their own right exceeds 95% of the total category (c) reserves, information for the other 50%-or-less-owned equity investees need not be provided. *Disclose in a footnote to this schedule the rate, or range of rates, estimated if necessary, at which the discount was computed for each category. [49 FR 47599, Dec. 6, 1984] (a) Consolidated property-casualty entities 2 (b) Unconsolidated property-casualty subsidiaries 2,3 (c) Proportionate share of registrant and its sub sidiaries' 50%-or-less 1 Segments shown should be the same as those presented in the footnote disclosures called for by Statement of Financial Accounting Standards No. 14. 4 The total of columns I and J should agree with the amount shown for income statement caption 7. 5 Totals should agree with the indicated balance sheet and income statement caption amounts, where a caption number is shown. [46 FR 54338, Nov. 2, 1981, as amended at 57 FR 45293, Oct. 1, 1992] Total Indicate in a note any amounts of reinsurance or coinsurance income netted against premiums ceded. 2 This Column represents the total of column B less column C plus column D. The total premiums in this column should represent the amount of premium revenue on the income stateCalculated as the amount in column D divided by amount in column E. ment. [46 FR 54338, Nov. 2, 1981] |