| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar...with or without consideration, into such a security and any warrant or right to subscribe to or purchase such a security : or any other security which... | |
| United States - Corporation law - 1938 - 48 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
| United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...Date of report Signature 1 Indicate whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
| United States - Corporation law - 1973 - 400 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term " equity security " means any stock or similar...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
| United States - Law - 1953 - 1692 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) ority, for the purposes of this chapter, to prescribe...be set forth, the items or details to be shown in or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
| United States - Corporation law - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
| Administrative law - 2000 - 714 pages
...12, 1978; 45 FR 63680, Sept. 25, 1980; 45 FR 63687, Sept. 25, 1980; 46 FR 36124, July 14, 1981; 50 FR 25214, June 18, 1985] §210.1-02 Definitions of...such a security; or any such warrant or right. (j) Fifty -percent-owned person. The term 50-percent-owned person, in relation to a specified person, means... | |
| Administrative law - 1995 - 764 pages
...an issuer that was not subject, immediately prior to the time of filing the registration §210.1-02 owning securities of one or more banks for the purpose,...to a specified person, means a person approximately SO percent of whose outstanding voting shares is owned by the specified person either directly, or... | |
| Administrative law - 1980 - 680 pages
...the power to direcc or cause the direction of the Chapter II — Securities and Exchange Commission management and policies of a person, whether through...such a security; or any such warrant or right. (j) Fifiy-percent-owned person. The term "50-percent-owned person," in relation to a specified person,... | |
| Administrative law - 1971 - 660 pages
...unincorporated. (h) Employee. The term "employee" does not include a director, trustee, or officer. (i) Equity security. The term "equity security" means...such a security; or any such warrant or right. (j) Fiscal year. The term "fiscal year" means the annual accounting period or, if no closing date has been... | |
| |