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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or Indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 491
1999
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Official Gazette, Volume 84, Issues 36-41

Philippines - Law - 1988 - 768 pages
...in this regulation. Affiliate. — An "affiliate" of, a person affiliated" *vith a specific person, a specified person is a person that directly or indirectly,...is under common control with, the person specified. Auditor's report — The term "auditor's report", when used in regard to financial statements, means...
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Decisions and Reports, Volume 38

United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...with respect to the financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly...Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release No. 2 (May 6, 1937). of non-independence was...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...properties "purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through...under common control with, the person specified." Since there is nothing in the response to item 27 which indicates that any of the property listed is...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 264 pages
...or indirectly through one or more intermediaries: an "affiliate" of a specified person is defined as a person that directly, or indirectly through one...is under common control with, the person specified ; the term "control" (including the terms "controlling," "controlled by" and "under common control...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2000 - 714 pages
...used in §§230.400 to 230.494, inclusive, or in the forms for registration have the same meanings as in the Act and in the general rules and regulations....of shares if relating to shares, and the number of uuits if relating to any other kind of security. Associate. The term associate, when used to indicate...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1996 - 888 pages
...act, shall have the respective meanings indicated in this rule: Affiliate. An "affiliate" of, or a person "affiliated" with, a specified person, Is a...regard to securities, means the principal amount if relating1 to evidences of Indebtedness, the number of shares if relating to shares, and the number...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2000 - 986 pages
...act, shall have the respective meanings indicated in this rule: Affiliate. An "affiliate" of, or a person "affiliated" with, a specified person, is a..."amount," when used in regard to securities, means the 190-052 D-00--4 87 principal amount If relating to evidences of Indebtedness, the number of shares...
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Code of Federal Regulations: 1949-1984

Administrative law - 1969 - 820 pages
...Intermediaries, controls, or Is controlled by, or Is under common control with, the person specified, (2) Amount. The term “amount”, when used In regard...the number of shares If relating to shares, and the numbar of units if relating to any other kind of security. (3) Applicant. An “applicant” Is an...
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The Code of Federal Regulations of the United States of America

Administrative law - 1971 - 660 pages
...intermediaries, controls, or is controlled by, or Is under common control with, the person specified. (b) Amount. The term "amount," when used in regard to...the number of shares if relating to shares, and the numbar of units if relating to any other kind of security. (c) Associate. The term "associate" used...
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The Code of Federal Regulations of the United States of America

Administrative law - 1989 - 820 pages
...intermeiiaries, controls, or is controlled by, or s under common control with, the person specified. (3) Amount The term "amount", when used in regard to securities,...indebtedness, the number of shares if relating to shares, ind the number of units if relating to any other kind of security. (4) Applicant An "applicant" is...
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