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collected, the lowest rate of any nation in the world. To protect this high level of compliance, the Service maintains an effective enforcement program, strengthened by continued conversion to the ADP Master File system.

General and special funds:

About 97% of the revenue collected each year comes from what people themselves report on their tax returns and from withholding. This high level of voluntary compliance allows Internal Revenue to collect more than $100 billion at a cost of less than 50 cents for every $100

SALARIES AND EXPENSES

For necessary expenses of the Internal Revenue Service, not otherwise provided for, including executive direction, administrative support, and internal audit and security; hire of passenger motor vehicles; and services as authorized by section 15 of the Act of August 2, 1946 (5 U.S.C. 55a), and of expert witnesses at such rates as may be determined by the Commissioner; [$15,850,000] $18,120,000. (5 U.S.C. 133; Title 26 U.S.C.; 60 Stat. 810; Treasury Department Appropriation Act, 1965.)

Program and Financing (in thousands of dollars)

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REVENUE ACCOUNTING AND PROCESSING

For necessary expenses of the Internal Revenue Service for processing tax returns, and revenue accounting; hire of passenger motor vehicles; and services as authorized by section 15 of the Act of August 2, 1946 (5 U.S.C. 55a), and of expert witnesses at such rates as may be determined by the Commissioner, including not to exceed $17,500,000 for temporary employment and not to exceed $1,000 for salaries of personnel engaged in pre-employment training of card punch operator applicants; [$148,800,000 $166,000,000. U.S.C. 133; Title 26 U.S.C.; 60 Stat. 810; Treasury Department Appropriation Act, 1965.)

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ments of tax returns; maintaining tax return files and furnishing information from the files as requested; and providing tax forms to taxpayers upon request.

In those districts where revenue accounting has not yet been transferred to service centers, this activity performs all revenue accounting functions and makes determinations with respect to tax refunds, credits, penalties, abatements, or overassessments.

2. Service center automated operations.-This activity provides for overall direction of revenue accounting and processing functions, and for operation of Regional Service Centers, the National Computer Center, and the IRS Data Center. It is responsible for processing, verifying, and computing tax liabilities and maintaining master files of taxpayers and an account for each taxpayer. It performs revenue accounting, except where this function has not yet been transferred from the districts, and issues tax bills and notices of delinquencies and establishes delinquent accounts. It pays refunds or, where possible, offsets them against delinquent accounts. It compares information documents with tax returns and assists in the selection of returns for audit; and it provides investigation leads to potential failures to file tax returns.

3. Statistical reporting. This activity provides for the extraction and analysis of information from tax returns to be used in preparing and publishing annual reports and other studies, including the Statistics of Income series for use by the Treasury Department, the Joint Congressional Committee on Internal Revenue Taxation, the Council of Economic Advisers, the Internal Revenue Service, State governments, and others.

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34,053

39,258

7,108

62,951

925

959

Object Classification (in thousands of dollars)

Personnel compensation:
Permanent positions..

Positions other than permanent.
Other personnel compensation.-

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33,332 39,481

Total number of permanent positions.. Full-time equivalent of other positions. Average number of all employees. Average GS grade.............

Average GS salary..

6,615

63,414

1965 estimate 101,865 66,140

1,466

206

Personnel Summary

1964 actual

1965 estimate

83,053

13,621 16,316 1,647 1,676

1966 estimate 103,799

67,505
1,539

216

34,539

41,104

6,861

64,484

1,100

1966 estimate

94,705 101,564 16,817 1,742

98,321 6,758

1,079

1,138

10,354 7,217

6,311 6,781

11.195 7,450 1,556 2,845 2,089 2,034 2,352

1,667

7,044

12,140 9,942

134,761

153,287

166,000

14,859 15,781

3,648

18,144

4,209 19,385

5.5 $5,859

5.6 $6,265

112,697 120,123 7,914 8,861

1,601

1,689

1,347

1,543

17,037 4,238 20,789 5.5 $6,213

Identification code 15-45-0913-0-1-904

10

COMPLIANCE

For necessary expenses of the Internal Revenue Service for determining and establishing tax liabilities, and for investigation_and enforcement activities, including purchase (not to exceed [two hundred twenty-five] two hundred and forty-six for replacement only, [of which one hundred fifty] for police-type use which may exceed fiscal year) and hire of passenger motor vehicles; and services as by $300 each the general purchase price limitation for the current authorized by section 15 of the Act of August 2, 1946 (5 U.S.C. 55a), and of expert witnesses at such rates as may be determined by the Commissioner; [$418,350,000 $453,500,000. Title 26 U.S.C.; 60 Stat. 810; Treasury Department Appropriation (5 U.S.C. 133; Act, 1965.) Program and Financing (in thousands of dollars)

43

44

Program by activities:

1. Audit of tax returns..

2. Collection of delinquent accounts and securing delinquent returns

3. Tax fraud and special investigations.

4. Alcohol and tobacco tax regulatory work. 5. Taxpayer conferences and appeals. 6. Rulings, technical planning, and special technical services.. 7. Legal services..........

71

72 74

90

91

Total program costs, funded.. Change in selected resources 1.

Total obligations...

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Relation of obligations to expenditures:

10 Total obligations...

70 Receipts and other offsets (items 11-17).-398,630

Expenditures excluding pay increase supplemental.

Expenditures from civilian pay increase supplemental....

1964 actual

1 Selected resources as of June 30 are as follows:

Stores...

Unpaid undelivered orders... Advances -

Total selected resources___

8,586

13,193

202, 191

217,040

229,690

93,528 100,093 104,077 29,276 31,844 35,178 33,224 35,483 35,487 18,454 21,396 23,876

1965 estimate

398,630

9,477

15,204

430,537

398,452 178

398,630 430,537 453,500

430,537

-293

-24

418,033

12,504

430,537

1966 estimate

418,350 453,500

430,537

9,540

15,652

453,500

1964 adjust1963 ments 1964 292 290 4,600 589 5,481 -319

-319

453,500

453,500

453,500

453,500 16,064

-16,064-38,639

402,357 430,537 12,116 388

1965 1966 290 290 4,478 4,478 4,478 572 572 572 5,340 5,340 5,340

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INTERNAL REVENUE SERVICE-Continued

General and special funds-Continued

COMPLIANCE-Continued

retrieve tax revenue lost because of noncompliance with the tax laws.

4. Alcohol and tobacco tax regulatory work.-This activity provides for administration and enforcement of internal revenue laws and regulations relating to alcohol and tobacco products. It is also responsible for administering and enforcing the Federal Alcohol Administration Act, the National Firearms Act, and the Federal Firearms Act.

1. Audit of tax returns. This activity provides for a selective examination of tax returns to see if taxpayers have properly complied with the internal revenue laws. It corrects errors and explains corrections to the taxpayers. It also makes determinations as to whether certain organizations or funds are exempt from taxation.

2. Collection of delinquent accounts and securing delinquent returns.—This activity provides assistance to taxpayers in understanding their tax obligations and is responsible for collecting taxes due but unpaid.

3. Tax fraud and special investigations.-This activity provides for enforcement of the criminal statutes relating 99.0 to violations of tax laws. It investigates cases of suspected intent to defraud; recommends prosecution as warranted; and assists in the preparation and trial of criminal tax It is responsible for directing Service participation in the organized crime drive.

cases.

5. Taxpayer conferences and appeals.-This activity provides for administrative consideration and settlement of taxpayer appeals of audit findings. It conducts settlement negotiations in cases docketed in the Tax Court; hears protests over District Directors' findings in offers in compromise; and performs final technical review for the Commissioner of overpayments in excess of $100 thousand.

6. Rulings, technical planning, and special technical services. This activity develops tax return forms, instructions, and guides; issues rulings and opinions as to application of the tax laws, and meets with taxpayer groups to review and resolve special tax problems.

7. Legal services. This activity provides for the legal counsel and legal assistance needed by the Service to administer and enforce the internal revenue laws. represents the Service in cases before the Tax Court and District Courts. It advises the Department of Justice as to the defense of tax refund suits. It is responsible for legal review of proposed refunds or credits in excess of $100 thousand prior to referral of these cases to the Joint Congressional Committee on Internal Revenue Taxation. It also assists in negotiation of tax treaties and conventions with foreign countries.

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Identification code
15-45-0913-0-1-904

11.1 11.3 11.5

Object Classification (in thousands of dollars)

Personnel compensation:
Permanent positions...
Positions other than permanent...
Other personnel compensation...

Total personnel compensation..
12.0 Personnel benefits.....
21.0 Travel and transportation of persons-
22.0 Transportation of things....

23.0 Rent, communications, and utilities.
24.0 Printing and reproduction.............
25.1 Other services...

26.0 Supplies and materials..
31.0 Equipment....

42.0

Insurance claims and indemnities..

Total obligations.......

Total number of permanent positions.

Full-time equivalent of other positions..
Average number of all employees.
Average GS grade.
Average GS salary.

(Permanent, indefinite)

Personnel Summary

Identification code
15-45-0904-0-1-852

Program by activities:

10 Payment of interest on refunds (costs-
obligations) (object class 43.0)..

1964
1965
1966
actual estimate estimate

1,387

2,349

331,231 361,509 376,916
1,291 1,386
2,592 2,342
335,114 365,237
25,385 27,456 28,699
14,806 15,929 17,628
1,081 1,212

380,652

912 6,604

6,555

8,367

2,774

3,041

3,103

4,741

4,555 3,731
3,654
4,791
35

3,541 3,728
3,916 5,320
50
50

453,500

Financing:

17 Recovery of prior year obligations (repay-
ment of interest, Federal Unemployment
Tax Act refunds).

25 Unobligated balance lapsing..

60

398,630

[ADMINISTRATIVE PROVISION]

[Not to exceed 22 per centum of any appropriation available to the Internal Revenue Service for the current fiscal year may be transferred, with the approval of the Bureau of the Budget, to any other such appropriation or appropriations, but no such appropriation shall be increased by more than 22 per centum by such transfers, and any such transfers shall be reported promptly to the Appropriations Committees of the House and Senate.] (5 U.S.C. 133; Title 26 U.S.C.; 60 Stat. 810; Treasury Department Appropriation Act, 1965.)

New obligational authority (appropria-
tion).

REFUNDING INTERNAL REVENUE COLLECTIONS, Interest

Relation of obligations to expenditures: 10 Total obligations..........

71

70 Receipts and other offsets (items 11-17)..|
Obligations affecting expenditures....
Expenditures....

90

41,340
345
41,479

9.1
$8,402

Program and Financing (in thousands of dollars)

430,537

88,502

41,257 356 41,440 9.2

$8,870

-93
93

1964

1965 1966 actual estimate estimate

88,502

88,502

-93

74,675

43,439
356
43,622
9.1

$8,888

-160
160

74,675

74,675

-160

88,409

74,515

88,409 74,515

81,675

-160
160

81,675

81,675
-160

81,515 81,515

Under certain circumstances as provided in 26 U.S.C. 6611, interest is paid at 6% per annum on internal revenue collections which must be refunded.

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