 | United States - Corporation law - 1938 - 48 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...forth, the items or details to be shown in balanc other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States - Corporation law - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | Administrative law - 1988 - 806 pages
...in the meaning of such term for purposes of this section. [50 PR 27946, July 9, 1985] §240.3all-l Definition of the term "equity security". The term...without being bound to do so. (Sec. 3. 48 Stat. 882, 15 Ü.SC 78) [38 FR 11449, May 8. 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgagee... | |
 | Administrative law - 1993 - 864 pages
...in the meaning of such term for purposes of this section. [SO FR 27946. July 9. 1985] §240.3all-l Definition of the term "equity security". The term...another without being bound to do so. (Sec. 3, 48 Slat. 882, 15 USC 78) [38 FR 11449, May 8, 1973] and Exchang* Commission MISCELLANEOUS EXEMPTIONS 8240.3«12-1... | |
 | Administrative law - 1990 - 560 pages
...solely for employees, directors, trustees or officers. Equity security. The term "equity security" means any stock or similar security, certificate of interest...security to another without being bound to do so. Executive officer. The term "executive officer," when used with reference to a registrant, means its... | |
 | Administrative law - 1996 - 888 pages
...security, certificate of interest or participation in any profit sharing: agreement, preorganlzation certificate or subscription, transferable share, voting...bound to do so. (Sec. 3, 48 Stat. 882. 15 USC 78) [38 FR 11449. May 8, 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgages ana... | |
 | Administrative law - 1994 - 850 pages
...security, certificate of interest or participation In any profit sharing agreement, preorganlzation certificate or subscription, transferable share, voting...without being bound to do so. (Sec. 3, 48 Stat. 882. IS USC 78) [38 FR 11449, May 8, 1973] MISCELLANEOUS EXEMPTIONS $240.3al2-l Exemption of certain and... | |
 | Administrative law - 1998 - 784 pages
...security, certificate of Interest or participation In any profit sharing- agreement, preorganizad on certificate or subscrip-tion, transferable share,...security to another without being bound to do so. Executive officer. The term executive officer, when used with reference to a registrant, means Its... | |
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equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any... 
