To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
From inside the book
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United States. Congress. House. Committee on Interstate and Foreign Commerce. tion to control the selection of the persons who assume to act on behalf of such investors and the version of the issuer's affairs presented to such investors ...
United States. Congress. House. Committee on Interstate and Foreign Commerce. tion to control the selection of the persons who assume to act on behalf of such investors and the version of the issuer's affairs presented to such investors ...
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... tion of this act with respect to such solicitations is not necessary in the public interest or for the protection of investors , by reason of— ( 1 ) The small amount of the outstanding securities of the class in respect of which the ...
... tion of this act with respect to such solicitations is not necessary in the public interest or for the protection of investors , by reason of— ( 1 ) The small amount of the outstanding securities of the class in respect of which the ...
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... tion , a report of the Commission on such plan was submitted to such court , official , or agency ; or ( 2 ) that such court , official , or agency has determined that the indebtedness of the issuer is less than $ 5,000,000 ; ( 6 ) In ...
... tion , a report of the Commission on such plan was submitted to such court , official , or agency ; or ( 2 ) that such court , official , or agency has determined that the indebtedness of the issuer is less than $ 5,000,000 ; ( 6 ) In ...
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... tion or connection of declarant , its counsel , and their respective associates with the issuer , the underwriters , the fiscal agent and the indenture trustee , and their respective associates . If the declarant is a committee or group ...
... tion or connection of declarant , its counsel , and their respective associates with the issuer , the underwriters , the fiscal agent and the indenture trustee , and their respective associates . If the declarant is a committee or group ...
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... tion has served as a committee . These committees may be formed as a result of meetings of security holders . This is rather uncommon . They usually have come into being , self - constituted and self - appointed , with an announcement ...
... tion has served as a committee . These committees may be formed as a result of meetings of security holders . This is rather uncommon . They usually have come into being , self - constituted and self - appointed , with an announcement ...
Common terms and phrases
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Page 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Page 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Page 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Page 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...