To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
From inside the book
Results 1-5 of 100
Page 1
... individual action by such investors for the purpose of protecting and enforcing their rights is rendered impracticable by reason of the unavailability to such investors of adequate information with regard to the financial condition of ...
... individual action by such investors for the purpose of protecting and enforcing their rights is rendered impracticable by reason of the unavailability to such investors of adequate information with regard to the financial condition of ...
Page 2
... individual , a corporation , a partnership , an association , a joint - stock company , a trust , any unincorporated organization , or a government or political subdivision thereof . As used in this paragraph the term " trust " shall ...
... individual , a corporation , a partnership , an association , a joint - stock company , a trust , any unincorporated organization , or a government or political subdivision thereof . As used in this paragraph the term " trust " shall ...
Page 4
... individual performing similar functions with respect to any person whether incorporated or unincorporated . ( 18 ) The term " underwriter " means any person who has purchased from an issuer with a view to , or sells for an issuer in ...
... individual performing similar functions with respect to any person whether incorporated or unincorporated . ( 18 ) The term " underwriter " means any person who has purchased from an issuer with a view to , or sells for an issuer in ...
Page 5
... individual . ( 6 ) A solicitation in respect of any security issued by a farmers ' cooperative association as defined in paragraphs ( 12 ) , ( 13 ) , and ( 14 ) of section 103 of the Revenue Act of 1932 . ( 7 ) A solicitation in respect ...
... individual . ( 6 ) A solicitation in respect of any security issued by a farmers ' cooperative association as defined in paragraphs ( 12 ) , ( 13 ) , and ( 14 ) of section 103 of the Revenue Act of 1932 . ( 7 ) A solicitation in respect ...
Page 13
... individual security holders or claimants , including causes of action against officers and directors of the issuer and underwriters of its securities ; the reasonableness and propriety of the fees and the expenses of the reorganization ...
... individual security holders or claimants , including causes of action against officers and directors of the issuer and underwriters of its securities ; the reasonableness and propriety of the fees and the expenses of the reorganization ...
Common terms and phrases
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Page 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Page 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Page 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Page 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...