To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
From inside the book
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Page 1
... action ; when concerted action by such investors in their com- mon interest through representatives of their own selection is impeded by the suppression and monopolization , by the issuer , underwriters , and others , of information as ...
... action ; when concerted action by such investors in their com- mon interest through representatives of their own selection is impeded by the suppression and monopolization , by the issuer , underwriters , and others , of information as ...
Page 2
... action to be taken on their behalf with respect to the approval of a plan of reorganization , readjustment , or debt arrangement or other important matters ; when such per- sons reserve to themselves the uncontrolled right to determine ...
... action to be taken on their behalf with respect to the approval of a plan of reorganization , readjustment , or debt arrangement or other important matters ; when such per- sons reserve to themselves the uncontrolled right to determine ...
Page 6
... action by such person , and except in accordance with the order , if any , fixing the date on which such declaration shall become effective ; and ( 2 ) Unless a prospectus that meets the requirements of section 8 accompanies or precedes ...
... action by such person , and except in accordance with the order , if any , fixing the date on which such declaration shall become effective ; and ( 2 ) Unless a prospectus that meets the requirements of section 8 accompanies or precedes ...
Page 13
... action against officers and directors of the issuer and underwriters of its securities ; the reasonableness and propriety of the fees and the expenses of the reorganization charged or to be charged , directly or indirectly , against the ...
... action against officers and directors of the issuer and underwriters of its securities ; the reasonableness and propriety of the fees and the expenses of the reorganization charged or to be charged , directly or indirectly , against the ...
Page 15
... action shall be maintained to enforce any liability created under this section unless brought with one year after the discovery of the facts constitut- ing the cause of action and within three years after such cause of action accrued ...
... action shall be maintained to enforce any liability created under this section unless brought with one year after the discovery of the facts constitut- ing the cause of action and within three years after such cause of action accrued ...
Common terms and phrases
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Page 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Page 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Page 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Page 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...