 underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  SEC Docket - Page 86by United States. Securities and Exchange Commission - 1988Full view - About this book
 | United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...provides: The term "underwriter" means any person who has purchased from an Issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or h»sa participation In the direct or indirect underwriting... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...executed. " (4) The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...unincorporated . (18) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...unincorporated. (18) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting... | |
 | United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...the Securities Act defines an "underwriter" In part as "Any person who baa purchased from an Issuer with a view to, or offers or sells for an Issuer In...participates or has a direct or Indirect participation In any such undertaking." 10 See .Robert Dei-mot French, 86 SEC 603 (1966) ; Thompion Rott Beovritiet... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...securities. (3) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting... | |
 | United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...underwriters. An underwriter, as defined in the Act, is one "who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting... | |
 | United States. Securities and Exchange Commission - Securities - 1940 - 1240 pages
...: The term "underwriter" means any person who has purchased from an Issuer with a view to, or Bells for an Issuer In connection with, the distribution...participates or has a direct or Indirect participation In any such undertaking, or participates or has a participation In the direct or Indirect underwriting... | |
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