 underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  SEC Docket - Page 86by United States. Securities and Exchange Commission - 1988Full view - About this book
 | Ohio - Session laws - 1938 - 1084 pages
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 | United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...provides: The term "underwriter" means any person who has purchased from an Issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or h»sa participation In the direct or indirect underwriting... | |
 | Bar associations - 1970 - 1048 pages
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 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...executed. " (4) The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting... | |
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