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ANNI

ERSARY

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717

RELEASES IN THIS VOLUME

PAGE
Securities Act 6809—6812 .....

634
Securities Exchange Act 26367—26390

651
Public Utility Holding Company Act 24776—24789

699
Trust Indenture Act 2203
Investment Company Act 16696—16708.

717
Investment Advisers Act 1145A

728
Litigation 11941—11947

730
Freedom of Information Act 98

733
This listing covers releases issued from 12/16/88–12/22/88.
This listing does not affect the legal status of any document published in this
issue.

SIGNIFICANT ITEMS
33-6810

Publication of Memorandum of Understanding between the National
Association of Securities Dealers and the North American Securities
Administrators Association regarding a model uniform marketplace

exemption from state securities registration requirements...
33-6811

Solicitation of comments on amendment to the definition of “accredited
investor" for purposes of the Section 4(6) and Regulation D Exemptions
from the registration requirements of the Securities Act of 1933.

[S7-4-88)......
33-6812

Solicitation of comments on revisions to certain rules comprising
Regulation D, a regulation which provides three independent exemp-
tions from the registration requirements of the Securities Act of 1933.
[S7-4-88)..

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