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ANNO

ERSARY

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717

RELEASES IN THIS VOLUME

PAGE Securities Act 6809—6812 .....

634 Securities Exchange Act 26367—26390

651 Public Utility Holding Company Act 24776—24789

699 Trust Indenture Act 2203 Investment Company Act 16696—16708.

717 Investment Advisers Act 1145A

728 Litigation 11941—11947

730 Freedom of Information Act 98

733 This listing covers releases issued from 12/16/88–12/22/88. This listing does not affect the legal status of any document published in this issue.

SIGNIFICANT ITEMS
33-6810

Publication of Memorandum of Understanding between the National
Association of Securities Dealers and the North American Securities
Administrators Association regarding a model uniform marketplace

exemption from state securities registration requirements... 33-6811

Solicitation of comments on amendment to the definition of “accredited investor" for purposes of the Section 4(6) and Regulation D Exemptions from the registration requirements of the Securities Act of 1933.

[S7-4-88)...... 33-6812

Solicitation of comments on revisions to certain rules comprising Regulation D, a regulation which provides three independent exemptions from the registration requirements of the Securities Act of 1933. [S7-4-88).

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