KRESGE BUS. ADM. LIBRARY JAN 6 1989 THE UNIVERSITY This listing covers releases issued from 12/02/88-12/08/88. ed in this This listing does not affect the legal status of any document publiCHIGAN issue. SIGNIFICANT ITEMS 33-6808 34-26333 Extension of comment period from December 31, 1988 to January 31, 1989, the date by which comments on Securities Act Release No. 3306 (October 25, 1988) [53 FR 33147] regarding proposed Rule 144A and proposed changes to the method of determining the holding period of restricted securities under Rules 144 and 145 must be submitted. [S7-23-88]...... Solicitation of comments on proposed revisions to rules and forms regarding the filing of ownership reports by corporate officers, directors, and principal shareholders, and the exemption of certain transactions by those persons from the short-swing profit recovery provisions of the Securities Exchange Act of 1934. [S7-26-88].... The following releases relate to self-regulatory organization rule proposals and/or adoptions: COMMERCE CLEARING HOUSE, INC. Setting the standard for 75 years 4025 West Peterson Avenue Chicago, Illinois 60646 SECURITIES ACT OF 1933 SECURITIES ACT OF 1933 Release No. 33-6808/December 2, 1988 17 CFR Part 230 File No. S7-23-88 RESALE OF RESTRICTED SECURITIES; ACTION: Extension of comment period. comments on Securities Act Rate by which No. 33-6806 (October 25, 1988) [53 FR 33147] regarding proposed Rule 144A and proposed changes to method of determining the holding period of restricted securities under Rules 145 must be submitted. DATE: Comments on Release Perihe 33-6806 must be received on or before January 31, 1989. ADDRESS: Comments on Release No. 33-6806 should be submitted in triplicate to Jonathan G. Katz, Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549. Comment letters should refer to File No. S7-23-88. All comment letters will be available for public inspection and copying in the Commission's Public Reference Room, 450 Fifth Street, N.W., Washington, D.C. 20549. FOR FURTHER INFORMATION CONTACT: Sara Hanks or Samuel Wolff, (202) 272-3246, Office of International Corporate Finance, Division of Corporation Finance, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549. SUPPLEMENTARY INFORMATION: In Securities Act Release No. 33-6806, the Commission requested comments on proposed Rule 144A, which would provide a non-exclusive safe harbor from the registration requirements of the Securities Act for resales of securities to institutional investors. Release 6806 also proposed for comment amendments to Rules 144 and 145, changing the method of determining the holding period of restricted securities. In view of the many questions raised in the Release, potential commenters have requested additional time. The Commission had determined to extend the comment period from December 31, 1988 to January 31, 1989. By the Commission. Jonathan G. Katz Secretary SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 Release Nos. 34-26333; 35-24768; IC-16669/ December 2, 1988 17 CFR Parts 229, 240, 249, and 270 File No. S7-26-88 Ownership Reports and Trading By Officers, ACTION: Rule Proposals SUMMARY: The Commission today is publishing for comment proposed revisions to its rules and forms regarding the filing of ownership reports by corporate officers, directors, and principal shareholders, and the exemption of certain transactions by those persons from the shortswing profit recovery provisions of the Securities Exchange Act of 1934 and related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935. The Commission proposes to revise these rules to achieve greater clarity, enhance consistency with the statutory purposes, rescind unnecessary requirements, streamline mandated procedures, and enhance compliance with the reporting provisions of the rules. CCH SEC DOCKET (ISSN: 0091-4061) published weekly by Commerce Clearing House, Inc., 4025 W. Peterson Ave., Chicago, Ill. 60646. Subscription rate $185 per year. Second-class postage paid at Chicago, Illinois and at additional mailing offices. POSTMASTER: SEND ADDRESS CHANGES TO CCH SEC DOCKET, 4025 W. PETERSON AVE., CHICAGO, ILL. 60646. Printed in U. S. A. All rights reserved. © 1988, Commerce Clearing House, Inc. When published as promulgated, U. S. Public Laws, federal regulations and decisions of administrative and executive agencies and courts of the United States are in the public domain. However, their arrangement and compilation, and historical, statutory, and other notes and references, along with all other material in this publication, are subject to the copyright notice. |