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N.A. Aevrittes + exchange Commission
SEC DOCKET

Volume 42, No. 7 December 14, 1988

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Public Utility Holding Company Act 24 UNIVERSIT

Investment Company Act 16654-16668.
Investment Advisers Act 1144-1146..
Litigation 11921-11924 ....

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406

422

434

KRESGE BUS: ADM. LIBRARY
DEC 22 1988
UNIVERSITY OF MICHIGAN

This listing covers releases issued from 11/24/88-12/04/88.

This listing does not affect the legal status of any document published in
issue.

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457

460

SIGNIFICANT ITEM

35-24764

OPINION 34-26307

Noverco Inc., Notice and Order for Hearing on Proposed Acquisition of Securities of Exempt Holding Company and on Application for Exemption ....

R.B. MARICH, INC.

Where member firm of registered securities association failed to comply with net capital, credit extension and customer protection requirements, and failed to register two officers with association as principals held, association's findings of violation and the sanctions it imposed, affirmed.......

The following releases relate to self-regulatory organization rule proposals and/or adoptions:

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COMMERCE CLEARING HOUSE, INC.
Setting the standard for 75 years

4025 West Peterson Avenue Chicago, Illinois 60646

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