The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test Prep + CDGet the all-in-one product that provides preparation information for the two tests necessary to sell stocks: the Series 7 and Series 63 exams. The Boston Institute of Finance Stockbroker Course combines the industry?s premier print study guide with access to the industry?s premier online test-prep materials. This unique course has become one of the best products available for exam preparation by providing the core knowledge needed to pass. The study guide chapters parallel the content of the exams, each chapter includes review questions, and the companion CD-ROM features a sample final exam and tips that will sharpen your skills even further. If you're looking to pass both the Series 7 and Series 63 exams, this is the only guide you will need. |
From inside the book
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Contents
INTRODUCTION | 3 |
Chapter 1 CORPORATE SECURITIES | 7 |
Chapter 2 FINANCIAL ANALYSIS | 27 |
Chapter 3 INVESTMENT BANKING | 47 |
Chapter 4 MUNICIPAL SECURITIES | 69 |
Chapter 5 US GOVERNMENT SECURITIES | 105 |
Chapter 6 OVERTHECOUNTER MARKETS | 115 |
Chapter 7 NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATIONS | 123 |
Chapter 13 ECONOMIC MONETARY AND INDUSTRIAL FACTORS | 225 |
Chapter 14 RISKS AND POLICIES | 237 |
Chapter 15 SECURITIES TAXATION | 245 |
Chapter 16 INVESTMENT COMPANIES | 253 |
Chapter 17 INDIVIDUAL RETIREMENT PLANS | 273 |
Chapter 18 FEDERAL AND STATE REGULATIONS | 281 |
Chapter 19 DIRECT PARTICIPATION PROGRAMS | 291 |
SERIES 63 STUDY GUIDE | 309 |
Other editions - View all
The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test ... Boston Institute of Finance No preview available - 2005 |
The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test ... Boston Institute of Finance No preview available - 2005 |
Common terms and phrases
agent agreement allowed amount approved assets Assume authority balance bank basis bonds broker broker/dealer buyer capital cash certificate charge common stock concerning considered contract corporation cost customer’s dealer debt deposit determine distribution dividend dollar earnings effective equity example exchange executed exercise federal firm funds gain income increase individual interest investment investment company investor issue issuer less limited loss margin market value maturity municipal bonds municipal securities NASD NASDAQ normally NYSE obtain offering operating option paid payment period person position premium principal prior profit purchase ratio received referred registered Regulation relating representative requirement risk rules sell shares short sold statement stockholders term trading transaction Treasury types underlying underwriter unit writer written yield