The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test Prep + CD

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John Wiley & Sons, May 27, 2005 - Study Aids - 560 pages
Get the all-in-one product that provides preparation information for the two tests necessary to sell stocks: the Series 7 and Series 63 exams.

The Boston Institute of Finance Stockbroker Course combines the industry?s premier print study guide with access to the industry?s premier online test-prep materials. This unique course has become one of the best products available for exam preparation by providing the core knowledge needed to pass. The study guide chapters parallel the content of the exams, each chapter includes review questions, and the companion CD-ROM features a sample final exam and tips that will sharpen your skills even further. If you're looking to pass both the Series 7 and Series 63 exams, this is the only guide you will need.

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Contents

Chapter 1 CORPORATE SECURITIES
7
Chapter 2 FINANCIAL ANALYSIS
27
Chapter 3 INVESTMENT BANKING
47
Chapter 4 MUNICIPAL SECURITIES
69
Chapter 5 US GOVERNMENT SECURITIES
105
Chapter 6 OVERTHECOUNTER MARKETS
115
Chapter 7 NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATIONS
123
Chapter 8 EXCHANGE MARKETS
139
Chapter 13 ECONOMIC MONETARY AND INDUSTRIAL FACTORS
225
Chapter 14 RISKS AND POLICIES
237
Chapter 15 SECURITIES TAXATION
245
Chapter 16 INVESTMENT COMPANIES
253
Chapter 17 INDIVIDUAL RETIREMENT PLANS
273
Chapter 18 FEDERAL AND STATE REGULATIONS
281
Chapter 19 DIRECT PARTICIPATION PROGRAMS
291
SERIES 63 STUDY GUIDE
309

Chapter 9 EXCHANGE REGULATIONS
149
Chapter 10 CUSTOMER ACCOUNTS
157
Chapter 11 MARGIN ACCOUNTS
167
Chapter 12 OPTIONS
191
Chapter 20 UNIFORM SECURITIES AGENT STATE LAW EXAMINATION STUDY GUIDE
311
ABOUT THE CDROM
329
INDEX
331
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The BOSTON INSTITUTE OF FINANCE (BIF) (www.Bostonifi.com) develops and distributes multimedia and interactive learning solutions for professionals in the financial services industry. BIF possesses the largest digital repository of training material in the industry and manages the certification and training programs of thousands of corporate and individual learners in the United States and around the world.

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