Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission, Volume 1
U.S. Government Printing Office, 1977 - Corporations
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accounting addition Advisory Committee amount analysts annual report appears basis believes capital changes Chapter Commission Commission's Committee companies company's concerning considered contained corporate costs decisions determine developments directors disclosure disclosure system discussion disseminators documents earnings economic effective evaluate Exchange Act extent fact filed financial statements firms Form future Guide important included income indicated industry interest investment investors issuers issues Item Level liability limited major material ment objectives obtain offering operations particular period person portfolio prepared present projections proposed proxy question reasonable recent recommendations reference regarding registration registration statement regulation releases representatives requirements respect respondents Rule securities Securities Act segment selected sell-side analysts share shareholders sources specific staff standard statement suggested survey TABLE tion trading users
Page 44 - State his present principal occupation or employment and give the name and principal business of any corporation or other organization In which such employment Is carried on.
Page 43 - ... group" as that term is used in Section 13(d)(3) of the Securities Exchange Act of 1934) who is known to the registrant to be the beneficial owner of more than five percent of any class of the registrant's voting securities.
Page 462 - A report on this form shall be filed within 45 days after the end of each of the first three fiscal quarters of each fiscal year. No report need be filed for the fourth quarter of any fiscal year.
Page 563 - Publicity is justly commended as a remedy for social and industrial diseases. Sunlight is said to be the best of disinfectants; electric light the most efficient policeman.
Page 670 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
Page 460 - Reports on this form shall be filed within 90 days after the end of the fiscal year covered by the report.
Page 319 - An omitted fact is material if there is a substantial likelihood that a reasonable shareholder would consider it important in deciding how to vote.
Page 574 - The section stemmed from the congressional belief that "[f]air corporate suffrage is an important right that should attach to every equity security bought on a public exchange.