sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 65
Page 7
... underwriter and such depositor or principal underwriter complies with all provisions of Rule 27d-2. Proposed Rule 6e-2 would provide exemption from Section 27(e) and Rule 27e-1 if the persons who are required to provide a notice of ...
... underwriter and such depositor or principal underwriter complies with all provisions of Rule 27d-2. Proposed Rule 6e-2 would provide exemption from Section 27(e) and Rule 27e-1 if the persons who are required to provide a notice of ...
Page 4
... underwriter for the variable life insurance contracts: 12. Furnish the following information with respect to the principal underwriter: (a) Name of state or other jurisdiction under the laws of which the principal underwriter was ...
... underwriter for the variable life insurance contracts: 12. Furnish the following information with respect to the principal underwriter: (a) Name of state or other jurisdiction under the laws of which the principal underwriter was ...
Page 6
... underwriter of securities issued by it any director, officer, or employee of such registered company or any person of which any such director, officer, or employee is an interested person, unless a majority of the board of directors of ...
... underwriter of securities issued by it any director, officer, or employee of such registered company or any person of which any such director, officer, or employee is an interested person, unless a majority of the board of directors of ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange