sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 88
Page 5
... SECTION 9(a) OF THE ACT First National City Bank (“FNCB") filed an application pursuant to Section 9(c) of the Investment Company Act of 1940 (“the Act”) on June 25, 1975 for an order permanently exempting FNCB and its affiliates from ...
... SECTION 9(a) OF THE ACT First National City Bank (“FNCB") filed an application pursuant to Section 9(c) of the Investment Company Act of 1940 (“the Act”) on June 25, 1975 for an order permanently exempting FNCB and its affiliates from ...
Page 6
... PURSUANT TO SECTION 11 AND SECTION 17(f) AND PURSUANT TO SECTION 6(c) GRANTING EXEMPTION FROM SECTIONS 27(a)(3) AND 27(c)(2) AND RULES 17f-2 AND 22c-1. The Travelers Insurance Company (“Travelers") and Travelers Fund A for Variable ...
... PURSUANT TO SECTION 11 AND SECTION 17(f) AND PURSUANT TO SECTION 6(c) GRANTING EXEMPTION FROM SECTIONS 27(a)(3) AND 27(c)(2) AND RULES 17f-2 AND 22c-1. The Travelers Insurance Company (“Travelers") and Travelers Fund A for Variable ...
Page 26
... PURSUANT TO SECTION 11 OF THE ACT AND SECTION 17(f) AND PURSUANT TO SECTION 6(c) GRANTING EXEMPTIONS FROM SECTION 27(c) AND RULES 17's-2 AND 22c-1. The Travelers Insurance Company (“Travelers"), a Connecticut stock life insurance ...
... PURSUANT TO SECTION 11 OF THE ACT AND SECTION 17(f) AND PURSUANT TO SECTION 6(c) GRANTING EXEMPTIONS FROM SECTION 27(c) AND RULES 17's-2 AND 22c-1. The Travelers Insurance Company (“Travelers"), a Connecticut stock life insurance ...
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Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange