sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 80
Page 7
... Proposed Rule. Change. by. Pacific. Stock. Exchange,. Inc. - (File No. SR-PSE-75-11) Notice of Filing of Proposed Rule Change by New York Stock Exchange, Inc. (File No. SR-NYSE-75-23) Order Approving Proposed Rule Change in the Matter of ...
... Proposed Rule. Change. by. Pacific. Stock. Exchange,. Inc. - (File No. SR-PSE-75-11) Notice of Filing of Proposed Rule Change by New York Stock Exchange, Inc. (File No. SR-NYSE-75-23) Order Approving Proposed Rule Change in the Matter of ...
Page 6
... proposed rule change as two separate proposals, viz., an initial proposal to expand by the addition of fifteen (15) ... proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder ...
... proposed rule change as two separate proposals, viz., an initial proposal to expand by the addition of fifteen (15) ... proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder ...
Page 7
... Proposed Rule Change is a necessary and appropriate measure to assure that registered options traders fulfill such responsibilities. For the foregoing reasons, the Commission finds good cause for approving the Proposed Rule Chnage prior ...
... Proposed Rule Change is a necessary and appropriate measure to assure that registered options traders fulfill such responsibilities. For the foregoing reasons, the Commission finds good cause for approving the Proposed Rule Chnage prior ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange