sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 28
Page 4
... market system and in an orderly manner which is “fair" to public investors and others. Increased competition among market makers can yield a number of significant benefits to the markets. For example, competitive forces can assume much ...
... market system and in an orderly manner which is “fair" to public investors and others. Increased competition among market makers can yield a number of significant benefits to the markets. For example, competitive forces can assume much ...
Page 9
... market among exchange markets for execution of an agency order. 100/ The Commission has concluded that, even if a ... makers which have joined certain regional exchanges as alternate specialists, 103/ and that, in any event, exchange members ...
... market among exchange markets for execution of an agency order. 100/ The Commission has concluded that, even if a ... makers which have joined certain regional exchanges as alternate specialists, 103/ and that, in any event, exchange members ...
Page
... Market Advisory Board and to the Commission no later than June 1, 1976. It ... makers which are members of those exchanges. If, indeed, this does occur it ... market makers which are currently members of regional exchanges to retain their ...
... Market Advisory Board and to the Commission no later than June 1, 1976. It ... makers which are members of those exchanges. If, indeed, this does occur it ... market makers which are currently members of regional exchanges to retain their ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange