sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 71
Page 6
The Securities and Exchange Commission. uestion: hat financial statements should be used in making the tests described in Rule 4-02(e)? Interpretive Response: In general, the most recent annual financial statements should be used for all ...
The Securities and Exchange Commission. uestion: hat financial statements should be used in making the tests described in Rule 4-02(e)? Interpretive Response: In general, the most recent annual financial statements should be used for all ...
Page 7
... financial statements are required to be presented for those subsidiaries. In addition, combined financial statements of the remaining subsidiaries, Nos. 6, 7, and 8, are required. If it is demonstrated to the satisfaction of the staff ...
... financial statements are required to be presented for those subsidiaries. In addition, combined financial statements of the remaining subsidiaries, Nos. 6, 7, and 8, are required. If it is demonstrated to the satisfaction of the staff ...
Page 8
... financial statements which might be required pursuant to Rule 4-02(e)? Interpretive Response: No. 4. Presentation of Financial Statements a. Significant Subsidiaries Facts: Rule 4-02(e) requires presentation of separate statements for ...
... financial statements which might be required pursuant to Rule 4-02(e)? Interpretive Response: No. 4. Presentation of Financial Statements a. Significant Subsidiaries Facts: Rule 4-02(e) requires presentation of separate statements for ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange