sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 84
Page 8
The Securities and Exchange Commission. A WEEKLY COMPLATON OF RELEASES FROM THE SECURITIES AND EXCHANGE COMMISSION - |. UUUUWEKIIS UULLECHUK! --~ VOLUME 8, NO. 12 | RELEASES IN THIS ISSUE *Securities Act ecurities Exchange Act 'Public ...
The Securities and Exchange Commission. A WEEKLY COMPLATON OF RELEASES FROM THE SECURITIES AND EXCHANGE COMMISSION - |. UUUUWEKIIS UULLECHUK! --~ VOLUME 8, NO. 12 | RELEASES IN THIS ISSUE *Securities Act ecurities Exchange Act 'Public ...
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The Securities and Exchange Commission. antial investment that these facilities will require would be wasted if brokers were prevented by restrictive rules and practices from using them to search out the best price for their customers or ...
The Securities and Exchange Commission. antial investment that these facilities will require would be wasted if brokers were prevented by restrictive rules and practices from using them to search out the best price for their customers or ...
Page 7
The Securities and Exchange Commission. Changes in the Matter of New York Stock Exchange, Inc. (File No. SR-NYSE-75-11) Notice of Filing of Proposed Rule Change by Chicago Board Options Exchange, Incorporated (File No. SR-CBOE-75-7) ...
The Securities and Exchange Commission. Changes in the Matter of New York Stock Exchange, Inc. (File No. SR-NYSE-75-11) Notice of Filing of Proposed Rule Change by Chicago Board Options Exchange, Incorporated (File No. SR-CBOE-75-7) ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange