sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 21
Page 9
... Ownership Equity/Partnership Capital — a) Enter the sum of all additions to the owners' equity or partnership capital during the current reporting month. b) Enter the sum of all withdrawal and/or reductions to owners' equity or ...
... Ownership Equity/Partnership Capital — a) Enter the sum of all additions to the owners' equity or partnership capital during the current reporting month. b) Enter the sum of all withdrawal and/or reductions to owners' equity or ...
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... LIABILITIES AND OWNERSHIP EQUITY (continued) Liabilitics subordinated to claims of general creditors: Cash borrowings - from outsiders . . . . . . . . . . . . . . . . . . . . . . . . . $ -Includes equity subordination of ...
... LIABILITIES AND OWNERSHIP EQUITY (continued) Liabilitics subordinated to claims of general creditors: Cash borrowings - from outsiders . . . . . . . . . . . . . . . . . . . . . . . . . $ -Includes equity subordination of ...
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... OWNERSHIP EQUITY (continued) Ownership Equity STATEMENT OF INCOME (LOSS) REVENUE TOTAL REVENUE $ EXPENSES TOTAL. FORM X-17A-5 FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINCLE REPORT PART IIA BROKER OR DEALER as of Sole proprietorship ...
... OWNERSHIP EQUITY (continued) Ownership Equity STATEMENT OF INCOME (LOSS) REVENUE TOTAL REVENUE $ EXPENSES TOTAL. FORM X-17A-5 FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINCLE REPORT PART IIA BROKER OR DEALER as of Sole proprietorship ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange