sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 86
Page 8
... Matter of American Stock Exchange, Inc. (SR-AMEX75-3) Notice of Filing, by the New York Stock Exchange, Inc., of proposed Changes in the Rules of the Depository Trust Company (File No. SR-NYSE-75-19) Order Approving Proposed Rule Change ...
... Matter of American Stock Exchange, Inc. (SR-AMEX75-3) Notice of Filing, by the New York Stock Exchange, Inc., of proposed Changes in the Rules of the Depository Trust Company (File No. SR-NYSE-75-19) Order Approving Proposed Rule Change ...
Page 9
... Matter of FIDUCIARY INCOME SHARES, INC. 33 North High Street Columbus, Ohio 43215 (811-1669) ORDER PURSUANT TO SECTION 8(f) OF THE ACT DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Fiduciary Income Shares, Inc ...
... Matter of FIDUCIARY INCOME SHARES, INC. 33 North High Street Columbus, Ohio 43215 (811-1669) ORDER PURSUANT TO SECTION 8(f) OF THE ACT DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Fiduciary Income Shares, Inc ...
Page 10
... matter has been considered and it is found that Applicant has ceased to be an investment company. Accordingly, IT IS HEREBY ORDERED, pursuant to Section 8(f) of the Act, that the registration of The America Group Companies Fund shall ...
... matter has been considered and it is found that Applicant has ceased to be an investment company. Accordingly, IT IS HEREBY ORDERED, pursuant to Section 8(f) of the Act, that the registration of The America Group Companies Fund shall ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange