sec docket Volume 8,No.11 December 30,1975 |
From inside the book
Results 1-3 of 43
Page
... exchange trading. 150/Proceeding Transcript, supra note 10, at 78 (APAM); at 112 (Source Securities); at 163-64 (SOA); ... American Stock Exchange, Inc., Midwest Stock Exchange, Inc., National Association of Securities Dealers, Inc., New ...
... exchange trading. 150/Proceeding Transcript, supra note 10, at 78 (APAM); at 112 (Source Securities); at 163-64 (SOA); ... American Stock Exchange, Inc., Midwest Stock Exchange, Inc., National Association of Securities Dealers, Inc., New ...
Page 7
... Stock. Exchange,. Inc. - (File No. SR-PSE-75-11) Notice of Filing of Proposed Rule Change by New York Stock Exchange, Inc. (File No. SR-NYSE-75-23) Order Approving Proposed Rule Change in the Matter of the American Stock Exchange, Inc ...
... Stock. Exchange,. Inc. - (File No. SR-PSE-75-11) Notice of Filing of Proposed Rule Change by New York Stock Exchange, Inc. (File No. SR-NYSE-75-23) Order Approving Proposed Rule Change in the Matter of the American Stock Exchange, Inc ...
Page 13
The Securities and Exchange Commission. IT IS THEREFORE ORDERED, pursuant to Section 19(b)(2) of the Act, that the ... AMERICAN STOCK EXCHANGE, INC. 86 Trinity Place New York, New York 10006 (SR-Amex-75-13) ORDER APPROVING THE AMERICAN ...
The Securities and Exchange Commission. IT IS THEREFORE ORDERED, pursuant to Section 19(b)(2) of the Act, that the ... AMERICAN STOCK EXCHANGE, INC. 86 Trinity Place New York, New York 10006 (SR-Amex-75-13) ORDER APPROVING THE AMERICAN ...
Common terms and phrases
Act and Rule American Stock Exchange application assets Bank Bonds broker or dealer broker-dealer brokers and dealers capital commercial paper Commission's common stock contract customers December delegated authority Eutaw Exchange Act Release Exchange Commission exemption Federal Register fees financial statements Fitzsimmons Secretary SECURITIES Fund George hereby HOLDING COMPANY ACT income interested persons Investment Company Act investors issued Lease market makers Matter ment NASD national securities exchange North Capitol Street NOTICE OF FILING NYSE offer options order a hearing over-the-counter OWNERSHIP EQUITY Penelec post-effective amendment proceedings promulgated proposed rule change proposed transaction PUBLIC UTILITY HOLDING pursuant to delegated pursuant to Section Regulation rules thereunder Secretary SECURITIES EXCHANGE Section 8(f Securities Act Securities and Exchange Securities Exchange Act separate account shares Stock Exchange suant submission subsidiary thereof tion underwriter UTILITY HOLDING COMPANY violations Washington Wilsonville York Stock Exchange