Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 68
Page 2-53
... Subsidiary : Parent Assumes Obligations A parent corporation can utilize Section 3 ( a ) ( 9 ) for the issuance of its securities upon conversion of debt securities originally issued by a subsidiary that later dissolves . For the ...
... Subsidiary : Parent Assumes Obligations A parent corporation can utilize Section 3 ( a ) ( 9 ) for the issuance of its securities upon conversion of debt securities originally issued by a subsidiary that later dissolves . For the ...
Page 2-66
... subsidiary in order for the affiliate's plan of financing to succeed . By contrast , it is rare in the ordinary ... subsidiary of a nonaffiliate . Although the subsidiary becomes responsible for the original debt ob- ligations , the ...
... subsidiary in order for the affiliate's plan of financing to succeed . By contrast , it is rare in the ordinary ... subsidiary of a nonaffiliate . Although the subsidiary becomes responsible for the original debt ob- ligations , the ...
Page 3-141
... subsidiary.39 Whether accomplished by a direct40 or indirect transfer of the parent corporation's securities , the ex- change can be used to strengthen control over or to eliminate minori- ty equity ownership of a subsidiary corporation ...
... subsidiary.39 Whether accomplished by a direct40 or indirect transfer of the parent corporation's securities , the ex- change can be used to strengthen control over or to eliminate minori- ty equity ownership of a subsidiary corporation ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust