Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 81
Page 2-22
... stockholders of Charan Industries , Inc. , 3 even though its common stock was not without value . Charan proposed an ... stockholders an opportunity , contingent upon the approval by two - thirds of the preferred stockholders , either to ...
... stockholders of Charan Industries , Inc. , 3 even though its common stock was not without value . Charan proposed an ... stockholders an opportunity , contingent upon the approval by two - thirds of the preferred stockholders , either to ...
Page 2-35
... stockholders acquired trust certificates , they could reasonably have contemplated a limited in- vestment in a trust , supervised by a bank , that would terminate upon the dissolution of the trust assets . They should not be forced to ...
... stockholders acquired trust certificates , they could reasonably have contemplated a limited in- vestment in a trust , supervised by a bank , that would terminate upon the dissolution of the trust assets . They should not be forced to ...
Page 3-34
... stockholders of the issuer and the issuer was also joined as a defendant . In all three situations , the par- ties involved - officers , directors , and controlling stockholders — are likely to have had an insider status with the issuer ...
... stockholders of the issuer and the issuer was also joined as a defendant . In all three situations , the par- ties involved - officers , directors , and controlling stockholders — are likely to have had an insider status with the issuer ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust