Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 67
Page 2-17
... Shareholders , and very likely , other shareholders . ” 7 In order to accomplish these objectives , Barber - Colman planned to seek shareholder approval of a plan of recapitalization pursuant to which , in substitution and exchange for ...
... Shareholders , and very likely , other shareholders . ” 7 In order to accomplish these objectives , Barber - Colman planned to seek shareholder approval of a plan of recapitalization pursuant to which , in substitution and exchange for ...
Page 2-41
... shareholders . One pur- pose of such a liquidating trust was to provide funds to satisfy any liabilities of the shareholders , as transferees of the company , which could not be ascertained accurately during dissolution . The principal ...
... shareholders . One pur- pose of such a liquidating trust was to provide funds to satisfy any liabilities of the shareholders , as transferees of the company , which could not be ascertained accurately during dissolution . The principal ...
Page 2-100
J. William Hicks. ness " of the proposed exchange to the corporation's shareholders and to telephone shareholders to inquire whether they had received the exchange material and answer any questions raised by such share- holders ...
J. William Hicks. ness " of the proposed exchange to the corporation's shareholders and to telephone shareholders to inquire whether they had received the exchange material and answer any questions raised by such share- holders ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust