Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 77
Page 2-9
... reasons discussed below , it might well prefer to do so without disturbing its cash re- serve , instead offering an exchange of the old security for a new one . For example , A might offer each holder of its preferred stock the op ...
... reasons discussed below , it might well prefer to do so without disturbing its cash re- serve , instead offering an exchange of the old security for a new one . For example , A might offer each holder of its preferred stock the op ...
Page 2-47
... reasons why its client should be deemed the same issuer : ( 1 ) ( 2 ) Pacwest should be deemed the issuer of the conversion privi- lege that the debenture holders of First State possessed by reason of the supplemental indenture ; and ...
... reasons why its client should be deemed the same issuer : ( 1 ) ( 2 ) Pacwest should be deemed the issuer of the conversion privi- lege that the debenture holders of First State possessed by reason of the supplemental indenture ; and ...
Page 3-53
... reasons stated in its opinion , the court was concerned with the quantity of discovery measured only by the time ... reason that I have avoided asking counsel to give any opinions concerning the relative merits of the positions taken on ...
... reasons stated in its opinion , the court was concerned with the quantity of discovery measured only by the time ... reason that I have avoided asking counsel to give any opinions concerning the relative merits of the positions taken on ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust