Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 72
Page 3-25
... problem of imbalance between cash and noncash contributions will occur by coincidence , rather than as part of a deliberate plot to raise capital . Furthermore , the problems of valuation in the settlement of a lawsuit , which can be ...
... problem of imbalance between cash and noncash contributions will occur by coincidence , rather than as part of a deliberate plot to raise capital . Furthermore , the problems of valuation in the settlement of a lawsuit , which can be ...
Page 3-50
... problems if the proposal contemplates a compromise to litigation that is under way in more than one court . An example ... problem under Section 3 ( a ) ( 10 ) arises in reorganizations approved by state agencies . See infra ยง 3.04 [ 4 ] ...
... problems if the proposal contemplates a compromise to litigation that is under way in more than one court . An example ... problem under Section 3 ( a ) ( 10 ) arises in reorganizations approved by state agencies . See infra ยง 3.04 [ 4 ] ...
Page 3-201
... problem raised under the bankruptcy exemptions is as to the position of dealers . This is a purely technical problem . The SEC staff criticizes the proposed solution without pointing out that H.R. 6 would give far more pro- tection to ...
... problem raised under the bankruptcy exemptions is as to the position of dealers . This is a purely technical problem . The SEC staff criticizes the proposed solution without pointing out that H.R. 6 would give far more pro- tection to ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust