Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 53
Page 2-80
... preferred and common stock for old preferred with arrearages . The staff characterized the settlement of the accrued cash dividends with common stock as not the primary purpose of the exchange offer which was , rather , to eliminate the ...
... preferred and common stock for old preferred with arrearages . The staff characterized the settlement of the accrued cash dividends with common stock as not the primary purpose of the exchange offer which was , rather , to eliminate the ...
Page 2-105
... preferred stock , and series B preferred stock . Both se- ries of preferred stock had been issued in connection with recent ac- quisitions and were listed for trading on the New York Stock Exchange . The terms of the two series were ...
... preferred stock , and series B preferred stock . Both se- ries of preferred stock had been issued in connection with recent ac- quisitions and were listed for trading on the New York Stock Exchange . The terms of the two series were ...
Page 2-106
... preferred stock of the proposal to amend the certificate of incorporation , including the amendment of the sink- ing fund terms of the series B preferred stock , did not constitute the substitution of a new " security , " within the ...
... preferred stock of the proposal to amend the certificate of incorporation , including the amendment of the sink- ing fund terms of the series B preferred stock , did not constitute the substitution of a new " security , " within the ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust