Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 82
Page 2-67
... payment rights , notwithstanding the GWFC assurances . These assurances were , in counsel's opinion , “ limited assurances of payment by GWFC [ which ] in the circumstances herein presented are not securities requiring registration ...
... payment rights , notwithstanding the GWFC assurances . These assurances were , in counsel's opinion , “ limited assurances of payment by GWFC [ which ] in the circumstances herein presented are not securities requiring registration ...
Page 2-81
... payment obligation on the out- standing debentures . Part of ECL's plan of recapitalization was a condition in the exchange offer that required each accepting deben- ture holder to waive his right to the November interest . The record ...
... payment obligation on the out- standing debentures . Part of ECL's plan of recapitalization was a condition in the exchange offer that required each accepting deben- ture holder to waive his right to the November interest . The record ...
Page 2-82
... payment . However , C has no right to the November interest payment as he was not a debenture holder on the record date , and accordingly , he is not entitled to waive the November interest payment with respect to the debentures he ...
... payment . However , C has no right to the November interest payment as he was not a debenture holder on the record date , and accordingly , he is not entitled to waive the November interest payment with respect to the debentures he ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust