Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 66
Page 1-93
... intended to interpret the word " issued " in the liberal manner that the SEC staff has construed it in the context of Section 3 ( a ) ( 10 ) of the Act and Sections 264 and 393 of the Bankruptcy Act.19 If the Commission intended a ...
... intended to interpret the word " issued " in the liberal manner that the SEC staff has construed it in the context of Section 3 ( a ) ( 10 ) of the Act and Sections 264 and 393 of the Bankruptcy Act.19 If the Commission intended a ...
Page 2-98
... intended to participate . Later on , the firm planned to ascertain from the issuer the number of responses received and the identity of the responding holders . Those holders who had indicated a desire to participate in the exchange ...
... intended to participate . Later on , the firm planned to ascertain from the issuer the number of responses received and the identity of the responding holders . Those holders who had indicated a desire to participate in the exchange ...
Page 4-4
... intended to apply when local industries seek financing from local 1 15 USC § 77c ( a ) ( 11 ) ( hereinafter cited as Section ( 3 ) ( a ) ( 11 ) ) . See generally Sec . Act Release No. 4434 , 1 Fed . Sec . L. Rep . ( CCH ) ¶ 2270 ( Dec ...
... intended to apply when local industries seek financing from local 1 15 USC § 77c ( a ) ( 11 ) ( hereinafter cited as Section ( 3 ) ( a ) ( 11 ) ) . See generally Sec . Act Release No. 4434 , 1 Fed . Sec . L. Rep . ( CCH ) ¶ 2270 ( Dec ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust