Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 62
Page 3-163
... fairness hearing at all . If a statute expressly authorizes a governmental body to approve the terms and conditions of a proposed exchange and a fairness hear- ing of the type envisioned by Section 3 ( a ) ( 10 ) is held , the ...
... fairness hearing at all . If a statute expressly authorizes a governmental body to approve the terms and conditions of a proposed exchange and a fairness hear- ing of the type envisioned by Section 3 ( a ) ( 10 ) is held , the ...
Page 3-164
... fairness of the terms and condi- tions of a proposed transaction after a fairness hearing open to all interested parties ? ( 2 ) Does the exemption require a statute or regulation to express- ly authorize an agency to approve the " fairness ...
... fairness of the terms and condi- tions of a proposed transaction after a fairness hearing open to all interested parties ? ( 2 ) Does the exemption require a statute or regulation to express- ly authorize an agency to approve the " fairness ...
Page 3-171
... fairness hearing of the type required by the exemption need not be expressly authorized . [ E ] Need for Fairness Hearing All administrative interpretations of Section 3 ( a ) ( 10 ) stress the im- portance of a fairness hearing under ...
... fairness hearing of the type required by the exemption need not be expressly authorized . [ E ] Need for Fairness Hearing All administrative interpretations of Section 3 ( a ) ( 10 ) stress the im- portance of a fairness hearing under ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust