Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 90
Page 2-7
... exchange offers in a number of European countries , pursu- ant to which holders in those countries could exchange ... offer to holders in the United States ( the U.S. Exchange Offer ) . Approximately U.S. $ 12 mil- lion worth of interest ...
... exchange offers in a number of European countries , pursu- ant to which holders in those countries could exchange ... offer to holders in the United States ( the U.S. Exchange Offer ) . Approximately U.S. $ 12 mil- lion worth of interest ...
Page 2-21
J. William Hicks. [ a ] Exchange Offer An exchange offer by an issuer presents two choices to an offeree.1 He can ( 1 ) reject the offer and continue holding the outstanding se- curity , or ( 2 ) accept the issuer's offer and become the ...
J. William Hicks. [ a ] Exchange Offer An exchange offer by an issuer presents two choices to an offeree.1 He can ( 1 ) reject the offer and continue holding the outstanding se- curity , or ( 2 ) accept the issuer's offer and become the ...
Page 2-129
... exchange offers , which can present special risks to security holders , as the attempts at " going private " have demonstrated . " In Broder v . Dane , 12 a federal district court , after reviewing some of the problems faced by ...
... exchange offers , which can present special risks to security holders , as the attempts at " going private " have demonstrated . " In Broder v . Dane , 12 a federal district court , after reviewing some of the problems faced by ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust