Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 67
Page 2-70
... determining whether and under what circumstances a voting trust might be extended , but it argued that state law should not be consid ered relevant in determining whether securities issued in connection with the extension should be ...
... determining whether and under what circumstances a voting trust might be extended , but it argued that state law should not be consid ered relevant in determining whether securities issued in connection with the extension should be ...
Page 2-97
... determining whether or not the voting information was received ; ( 2 ) determining whether the limited partner understood the mechanics of the plan and answering questions relative thereto ; ( 3 ) determining that the limited partner ...
... determining whether or not the voting information was received ; ( 2 ) determining whether the limited partner understood the mechanics of the plan and answering questions relative thereto ; ( 3 ) determining that the limited partner ...
Page 3-186
... determining whether the securities to be offered for resale after a Section 3 ( a ) ( 10 ) transaction are restricted or unrestrict- ed , a judgment must be made about the legal status of the person 3 See infra ยง 3.06 [ 6 ] [ b ] for a ...
... determining whether the securities to be offered for resale after a Section 3 ( a ) ( 10 ) transaction are restricted or unrestrict- ed , a judgment must be made about the legal status of the person 3 See infra ยง 3.06 [ 6 ] [ b ] for a ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust