Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 55
Page 2-25
... convertible debentures at a redemption price of $ 105 . The debentures are convertible into four shares of E common stock for each $ 100 of debentures , with the common stock selling at approx- imately $ 30 per share and the debentures ...
... convertible debentures at a redemption price of $ 105 . The debentures are convertible into four shares of E common stock for each $ 100 of debentures , with the common stock selling at approx- imately $ 30 per share and the debentures ...
Page 2-111
... convertible security ( which at the time of such offering is immediately convertible into an- other security of the same issuer ) by or on behalf of any person or persons who purchased the convertible security directly or indirectly ...
... convertible security ( which at the time of such offering is immediately convertible into an- other security of the same issuer ) by or on behalf of any person or persons who purchased the convertible security directly or indirectly ...
Page 4-136
... convertible preferred stock . If the two offerings are deemed to constitute a single issue , then , the calculation of the time period for determining when the issue has come to rest commences with the last offer or sale of the convertible ...
... convertible preferred stock . If the two offerings are deemed to constitute a single issue , then , the calculation of the time period for determining when the issue has come to rest commences with the last offer or sale of the convertible ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust