Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 64
Page 2-35
... assets was limit- ed , and since the trustee was prohibited from acquiring any new or additional properties , the trust was destined for eventual termination . The trust indenture permitted a meeting of the certificate holders to be ...
... assets was limit- ed , and since the trustee was prohibited from acquiring any new or additional properties , the trust was destined for eventual termination . The trust indenture permitted a meeting of the certificate holders to be ...
Page 4-76
... assets . Still other issuers offer investment rewards through the purchase of real estate , art trea- sures , and other tangibles . If the funds used for investment in either tangibles or intangibles are to be generated by an intrastate ...
... assets . Still other issuers offer investment rewards through the purchase of real estate , art trea- sures , and other tangibles . If the funds used for investment in either tangibles or intangibles are to be generated by an intrastate ...
Page 4-143
... assets from State X to State Y. Also 70 per- cent of A's gross revenues for the period from July 1 to September 30 are earned from property located within Y. Illustration ( 2 ) suggests what can happen if Rule 147 ( c ) ( 2 ) is applied ...
... assets from State X to State Y. Also 70 per- cent of A's gross revenues for the period from July 1 to September 30 are earned from property located within Y. Illustration ( 2 ) suggests what can happen if Rule 147 ( c ) ( 2 ) is applied ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust