Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 73
Page 1-91
... Bankruptcy Act ' means the federal Bankruptcy Act . “ ( 2 ) The term ' debtor ' means a person or entity concerning which a case has been commenced under either the Bankruptcy Act or the Securities Investor Protection Act , as well as ...
... Bankruptcy Act ' means the federal Bankruptcy Act . “ ( 2 ) The term ' debtor ' means a person or entity concerning which a case has been commenced under either the Bankruptcy Act or the Securities Investor Protection Act , as well as ...
Page 3-58
... Bankruptcy Code that became effective on October 1 , 1979 for all cases filed after that date . Unlike the two - track reorgani- zation procedure of the Bankruptcy Act , under which certain busi- ness rehabilitations were effected in ...
... Bankruptcy Code that became effective on October 1 , 1979 for all cases filed after that date . Unlike the two - track reorgani- zation procedure of the Bankruptcy Act , under which certain busi- ness rehabilitations were effected in ...
Page 3-125
... bankruptcy court . The frequent fail- ures of Chapter XI arrangements tend to indicate that the price for these savings is paid later on by liquidation in bankruptcy . " The Bankruptcy Code rejected the SEC's position in favor of a more ...
... bankruptcy court . The frequent fail- ures of Chapter XI arrangements tend to indicate that the price for these savings is paid later on by liquidation in bankruptcy . " The Bankruptcy Code rejected the SEC's position in favor of a more ...
Contents
Rule 144d3 10277 | lxxii |
Chapter | lxxxi |
Interest 6175 | lxxxv |
Copyright | |
135 other sections not shown
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Common terms and phrases
acquired Act Release Action Letter affiliate amendment apply approval assets bank Bankruptcy Code broker-dealer cash claims Commission common stock convertible debentures convertible securities Corp corporation counsel court creditors curities debentures debt debtor deemed disclosure distribution entity Exchange Act exchange offer exemption under Section federal filed hearing infra interest interpretation intrastate offering investment investors involved issuance issuer limited partnership ment merger nonaffiliate notes offer and sale offer or sale offerees outstanding Pacwest paragraph partners payment percent person preferred stock prior purchase purposes pursuant to Section recapitalization registration requirements registration statement Regulation reorganization residents restricted securities sales of securities SEC No-Action Letter SEC staff Section 4(1 Securities Act securities issued security holders sell Sept settlement shareholders shares Softimage sold solicitation staff agreed statute stockholders subparagraph supra tion transaction Transfer Binder underwriter unregistered securities voting trust